股票入门基础知识(股票名词解释)

httpwwwlootoucnHtmlArticle2httpwwwlootoucnhtmlarticle16653htm股票入门基础知识股票名词解释httpwwwlootoucnhtmlarticle5602htmA股httpwwwlootoucnhtmlarticle490htm正式名称是人民币普通股票是由我国境内的公司发行供境内机构组织或个人不含台港澳投httpwwwlootoucnhtmlarticle490htmhttpwwwlootoucnhtmlarticle16653htm资者以人民币认购和交易的普通股股票httpwwwlootoucnhtmlarticle5601htmB股httpwwwlootoucnhtmlarticle16653htm正式名称是人民币特种股票是指以人民币标明面值以外币认购和买卖在上海证券交易所或深圳证券httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle1097htm交易所上市流通的股票它是境外投资者和国内投资者以美元或港币向我国的股份有限公司投资而形成的股httpwwwlootoucnhtmlarticle5601htmhttpwwwlootoucnhtmlarticle5601htm份上海的B股用美元交易深圳的B股用港币交易标准券httpwwwlootoucnhtmlarticle5921htmhttpwwwlootoucnhtmlarticle5921htmhttpwwwlootoucnhtmlarticle6141htmhttpwwwlootoucnhtmlarticle1712htm标准券是指在债券回购交易中由交易所根据债券回购融资方证券账户的国债存量按照不同的券种httpwwwlootoucnhtmlarticle1712htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm根据各自的折合比率计算的用于回购抵押的标准化国债券综合债券标准券是一种假设的回购综合债券httpwwwlootoucnhtmlarticle17265htm它是由各种债券根据一定的折算率折合相加而成标准券折算率httpwwwlootoucnhtmlarticle1712htmhttpwwwlootoucnhtmlarticle16593htm标准券的折算率是指国债现券折算成国债回购业务标准券的比率公布这一折算比率的意义在于便于httpwwwlootoucnhtmlarticle1712htmhttpwwwlootoucnhtmlarticle16593htmhttpwwwlootoucnhtmlarticle1712htm将不同国债现券折合成标准券方便国债回购业务的开展同时也促进了国债市场的完善和发展备兑凭证httpwwwlootoucnhtmlarticle6221htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htm备兑凭证属于广义的认股权证其持有者可按某一特定价格购买某种股票或几种股票组合投资者为获httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle5679htmhttpwwwlootoucnhtmlarticle5679htm得这一权利须付出一定的代价备兑凭证发行价在到期日可根据股价情况选择行使或不行使权利备兑httpwwwlootoucnhtmlarticle16653htm凭证由有关股票对应的上市公司以外的第三者发行通常由资信良好的金融机构发行变动收益证券httpwwwlootoucnhtmlarticle490htm变动收益证券是指因客观条件的变化其收益也随之变化的证券考试大如普通股其股利收益事先不httpwwwlootoucnhtmlarticle500htmhttpwwwlootoucnhtmlarticle1824htm确定而随公司税后利润的多少来确定浮动利率债券也属此类证券不动产抵押公司债httpwwwlootoucnhtmlarticle17265htm不动产抵押公司债是以公司的不动产如房屋土地等作抵押而发行的债券是抵押证券的一种httpwwwlootoucnhtmlarticle16653htm不记名股票httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle16653htm不记名股票也称无记名股票是指在股票票面和股份公司股东名册上均不记载股东姓名的股票它与记httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htm名股票的差别主要在于股票记载方式上部分偿还httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm部分偿还是指从债券发行日起经过一定宽限期限后按发行额的一定比例陆续偿还到债券期满时全部还清属于期中偿还的一种情况保荐人制度新股发行的保荐人制度指由保荐人券商负责发行人的上市推荐和辅导核实公司发行文件与上httpwwwlootoucnhtmlarticle15647htm市文件中所载资料是否真实准确完整协助发行人建立严格的信息披露制度并承担风险防范责任保荐机构及其保荐代表人履行保荐职责但也不能减轻或者免除发行人及其高管人员中介机构及其签名人员的责任保荐制度最引人注目的规定就是明确了保荐机构和保荐代表人责任并建立责任追究机制建立保荐机构和保荐代表人的注册登记管理制度明确保荐期限确立保荐责任引进持续信用监管和冷淡对待的监管措施httpwwwlootoucnHtmlArticle47成交量httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnHtmlArticle47httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnHtmlArticle47指当天成交的股票数量一般情况下成交量大且价格上涨的股票趋势向好成交量持续低迷时一httpwwwlootoucnhtmlarticle5741htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle5722htmhttpwwwlootoucnHtmlArticle47httpwwwlootoucnhtmlarticle21432htmhttpwwwlootoucnhtmlarticle27781htm般出现在熊市或股票整理阶段此时市场交投不活跃成交量是判断股票价格走势的重要依据为分析主力httpwwwlootoucnHtmlArticle47httpwwwlootoucnhtmlarticle16572htmhttpwwwlootoucnhtmlarticle16653htm行为提供了重要的依据投资者对成交量异常波动的股票应当密切关注httpwwwlootoucnhtmlarticle5987htm成交价httpwwwlootoucnhtmlarticle5987htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle5987htmhttpwwwlootoucnhtmlarticle458htmhttpwwwlootoucnhtmlarticle5987htmhttpwwwlootoucnhtmlarticle6482htmhttpwwwlootoucnhtmlarticle5987htmhttpwwwlootoucnhtmlarticle458htm成交价是股票的成交价格可分为集合竞价成交价格和连续竞价成交价格两种集合竞价是指在规定时httpwwwlootoucnhtmlarticle6482htmhttpwwwlootoucnhtmlarticle458htm间内接受的买卖申报一次性集中撮合的竞价方式连续竞价是指对买卖申报逐笔连续撮合的竞价方式集合httpwwwlootoucnhtmlarticle458htmhttpwwwlootoucnhtmlarticle6482htm竞价期间未成交的买卖申报自动进入连续竞价httpwwwlootoucnhtmlarticle31801htm除息httpwwwlootoucnhtmlarticle31801htmhttpwwwlootoucnhtmlarticle21266htm指股份公司向投资者以现金股利形式发放红利除息前股份公司需要事先召开股东会议确定方案核httpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle31801htmhttpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle1136htm对股东名册除息时以规定某日在册股东名单为准并公告在此日以后一段时期为停止股东过户期我国证httpwwwlootoucnhtmlarticle31801htmhttpwwwlootoucnhtmlarticle31801htmhttpwwwlootoucnhtmlarticle31799htm券交易所是在权益登记日的次一交易日进行除息处理除息一般会造成股价下跌投资者应谨慎判断httpwwwlootoucnhtmlarticle493htm除权httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle494htmhttpwwwlootoucnhtmlarticle493htmhttpwwwlootoucnhtmlarticle31801htmhttpwwwlootoucnhtmlarticle493htm股份公司在向投资者发放股利时除去交易中股票配股或送股的权利称为除权与除息一样除权时也httpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle1136htm以规定日的在册股东名单为准并公告在此日以后一段时期为停止股东过户期我国证券交易所是在权益登httpwwwlootoucnhtmlarticle493htmhttpwwwlootoucnhtmlarticle493htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle31799htm记日的次一交易日进行除权处理除权会造成股价的下跌投资者不能轻易就此做出股价处于低位的判断httpwwwlootoucnhtmlarticle31799htm而应根据股价的走势做出正确的判断httpwwwlootoucnhtmlarticle5785htm场外交易市场httpwwwlootoucnhtmlarticle5785htmhttpwwwlootoucnhtmlarticle5693htm场外交易市场是证券交易所以外的证券交易市场的总称其早期主要形式是店头市场又称柜台市场现在还包括第三市场第四市场等传真委托函电委托传真委托函电委托是指委托人填写委托内容后将委托书以传真或函电方式表达委托意向提出委托要求财务风险httpwwwlootoucnhtmlarticle6141htm财务风险是指公司财务结构不合理融资不当而导致投资者预期收益下降的风险参与公司债httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle18652htm参与公司债是指其债券持有者除了可以得到事先规定的利息外还可以在一定程度上参与公司盈利分红httpwwwlootoucnhtmlarticle17265htm的债券httpwwwlootoucnhtmlarticle1712htm长期国债httpwwwlootoucnhtmlarticle1712htmhttpwwwlootoucnhtmlarticle1712htm长期国债是指偿还期限在10年或10年以上的国债一般被用作政府投资的资金来源在资本市场上有着重要地位httpwwwlootoucnhtmlarticle2016htm成长型基金httpwwwlootoucnhtmlarticle2016htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle16653htm成长型基金是指追求基金资产长期增值而投资于信用度较高有长期成长前景的公司股票或长期盈余的httpwwwlootoucnhtmlarticle6299htm基金抽签偿还httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm抽签偿还是指在期满前偿还一部分债券时通过抽签方式决定应偿还债券的号码它可以分为一次性抽签和分次抽签两种初级市场初级市场即证券发行市场次级市场次级市场即证券流通市场存托凭证存托凭证DRDepositaryReceipt是指在一国证券市场流通的代表外国公司有价证券的可转让凭证httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle17265htm存托凭证一般代表外国公司股票有时也代表债券诚实信用原则诚实信用原则是指要求证券发行与交易活动的当事人应当诚实履行义务不得滥用权利证券监督管理机关和证券争议处理机关在履行职责时如果没有法律依据或法律规定不明应当依据诚实信用原则解释法律和处理问题从事证券相关业务的会计师事务所httpwwwlootoucnhtmlarticle27774htmhttpwwwlootoucnhtmlarticle16653htm从事证券相关业务的会计师事务所是指对公开发行和交易股票的公司证券经营机构和证券交易场所进httpwwwlootoucnhtmlarticle20998htm行报表审计净资产验证及其他相关的咨询服务的专门机构会计师事务所从事证券期货相关业务必须httpwwwlootoucnhtmlarticle20998htm取得证券期货相关业务许可证从事证券相关业务的律师事务所httpwwwlootoucnhtmlarticle21284htm从事证券相关业务的律师事务所是指接受证券发行人或证券承销商委托对证券发行上市和交易等证券业务活动出具法律意见书等文件的专门机构从事证券相关业务的资产评估机构httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle27774htm从事证券相关业务的资产评估机构是指对股票公开发行上市交易的公司资产进行评估和开展与证券业httpwwwlootoucnhtmlarticle20998htmhttpwwwlootoucnhtmlarticle20998htm务有关的资产评估业务的专门机构资产评估机构从事证券期货相关业务必须取得证券期货相关业务许可证httpwwwlootoucnhtmlarticle36079htm创业板httpwwwlootoucnhtmlarticle36079htmhttpwwwlootoucnhtmlarticle19380htmhttpwwwlootoucnhtmlarticle6141htmhttpwwwlootoucnhtmlarticle5693htm创业板又称二板市场是指主板之外的专为暂时无法上市的中小企业和新兴公司提供融资途径的证券交httpwwwlootoucnhtmlarticle5693htmhttpwwwlootoucnhtmlarticle36079htm易市场是对主板市场的有效补给在资本市场中占据着重要的位置在创业板市场上市的公司大多从事高httpwwwlootoucnhtmlarticle36079htm科技业务具有较高的成长性但往往成立时间较短规模较小业绩也不突出创业板市场有助于有潜力httpwwwlootoucnhtmlarticle6141htmhttpwwwlootoucnhtmlarticle36079htmhttpwwwlootoucnhtmlarticle6141htm的中小企业获得融资机会在中国发展创业板市场是为了给中小企业提供更方便的融资渠道为风险资本营httpwwwlootoucnhtmlarticle20651htmhttpwwwlootoucnhtmlarticle16148htm造一个正常的退出机制同时这也是我国调整产业结构推进经济改革的重要手段httpwwwlootoucnhtmlarticle19399htm道琼斯股价指数httpwwwlootoucnhtmlarticle19399htmhttpwwwlootoucnhtmlarticle19399htmhttpwwwlootoucnhtmlarticle21432htm道琼斯股价指数是世界上历史最为悠久的股价指数它的全称为道琼斯股票价格平均数它是在1884httpwwwlootoucnhtmlarticle21432htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htm年由道琼斯公司的创始人查尔斯道编制的计算公式为股票价格平均数入选股票的价格之和入选股票httpwwwlootoucnhtmlarticle19399htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16653htm的数量现在的道琼斯股价指数实际上是一组股价平均数道琼斯股价综合平均数是以65家公司股票为样httpwwwlootoucnhtmlarticle31799htm本股编制而成的股价综合平均数httpwwwlootoucnhtmlarticle5989htm跌停板httpwwwlootoucnhtmlarticle6219htmhttpwwwlootoucnhtmlarticle5989htmhttpwwwlootoucnhtmlarticle5989htmhttpwwwlootoucnhtmlarticle5743htm证券交易当天价格的最低限度称为跌停板跌停板时的价格称跌停板价考试大我国沪深证券交易所httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle20993htmhttpwwwlootoucnhtmlarticle445htmhttpwwwlootoucnhtmlarticle21432htmhttpwwwlootoucnhtmlarticle16653htm对股票基金交易实行价格跌幅限制跌幅比例为10其中ST股票和ST股票价格跌幅比例为5股票httpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle6290htm基金跌幅价格的计算公式为跌幅价格前收盘价1跌幅比例计算结果按照四舍五入原则取至价格最小变动单位属于下列情形之一的首个交易日无价格跌幅限制httpwwwlootoucnhtmlarticle27774htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle1420htm一首次公开发行上市的股票和封闭式基金httpwwwlootoucnhtmlarticle19504htmhttpwwwlootoucnhtmlarticle16653htm二增发上市的股票httpwwwlootoucnhtmlarticle16653htm三暂停上市后恢复上市的股票四交易所认定的其他情形代理席位代理席位是指证券经营机构专门接受投资者委托为投资者代理证券买卖的席位当面委托当面委托是指委托人亲自或由其代理人到证券营业部交易柜台根据委托程序和必须的证件采用书面httpwwwlootoucnhtmlarticle16553htm方式表达委托意向由本人填写委托单并签章的形式当日有效当日有效是指从委托之时起至当日证券交易所营业终了之时止的时间内有效httpwwwlootoucnhtmlarticle5686htm电话委托httpwwwlootoucnhtmlarticle5686htm电话委托是指委托人通过电话方式表明委托意向提出委托要求电话自动委托httpwwwlootoucnhtmlarticle18636htm电话自动委托是指把计算机系统和普通电话网络联结起来构成一个电话自动委托交易系统投资者通过普通的双音频电话按照该系统发出的指示借助电话机上的数字和符号键输入委托指令以完成证券买卖的一种委托形式httpwwwlootoucnhtmlarticle17265htm单利债券httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm单利债券是指在计算利息时不论期限长短仅按本金计息所生利息不再加入本金计算下期利息的债httpwwwlootoucnhtmlarticle17265htm券到期偿还httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle16148htm到期偿还是指按发行债券时规定的还本时间在债券到期时一次全部偿还本金的偿债方式其手续简便计算方法简单店头交易市场店头交易市场即柜台交易市场定时偿还httpwwwlootoucnhtmlarticle17265htm定时偿还是指债券宽限期过后分次在规定的日期按一定的偿还率偿还本金一般的做法是在每次利httpwwwlootoucnhtmlarticle17265htm息支付日连同付息一并向投资者偿还一部分本金到债券期满时全部还清董事会httpwwwlootoucnhtmlarticle21266htm董事会是由公司股东大会选举产生的对内管理公司事务对外代表公司的权力执行机关董事会聘任公司的总经理及副总经理httpwwwlootoucnhtmlarticle1712htm短期国债httpwwwlootoucnhtmlarticle1712htmhttpwwwlootoucnhtmlarticle1712htm短期国债指偿还期限为1年或1年以内的国债它具有周转期短及流动性强的特点考试大在货币市场上占有重要地位httpwwwlootoucnhtmlarticle16589htm多头套期保值httpwwwlootoucnhtmlarticle16589htmhttpwwwlootoucnhtmlarticle16394htmhttpwwwlootoucnhtmlarticle20998htmhttpwwwlootoucnhtmlarticle21440htm多头套期保值是指交易者先在期货市场买进期货以便在将来现货市场买进时不致于因价格上涨而给自httpwwwlootoucnhtmlarticle1149htm己造成经济损失的一种期货交易方式httpwwwlootoucnhtmlarticle5884htm第三方存管httpwwwlootoucnhtmlarticle5884htmhttpwwwlootoucnhtmlarticle16595htm第三方存管是指证券公司客户证券交易结算资金交由银行存管由存管银行按照法律法规的要求负责客户资金的存取与资金交收证券交易操作保持不变该业务遵循券商管证券银行管资金的原则httpwwwlootoucnhtmlarticle21251htmhttpwwwlootoucnhtmlarticle5884htm将投资者的证券账户与证券保证金账户严格进行分离管理第三方存管模式下证券公司不再向客户提供交httpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle1138htmhttpwwwlootoucnhtmlarticle16595htm易结算资金存取服务只负责客户证券交易股份管理和清算交收等存管银行负责管理客户交易结算资金httpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle16595htm管理账户和客户交易结算资金汇总账户向客户提供交易结算资金存取服务并为证券公司完成与登记结算httpwwwlootoucnhtmlarticle16595htm公司和场外交收主体之间的法人资金交收提供结算支持代理买卖证券业务代理买卖证券业务又称证券经纪业务是指证券经营机构接受投资者客户委托代投资者客户买卖有价证券的行为是证券经营机构主要业务之一httpwwwlootoucnhtmlarticle6197htm二级市场指证券流通市场是已发行的证券通过买卖交易实现流通转让的市场httpwwwlootoucnhtmlarticle5809htm反转httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16162htmhttpwwwlootoucnhtmlarticle16163htmhttpwwwlootoucnhtmlarticle16163htmhttpwwwlootoucnhtmlarticle16162htmhttpwwwlootoucnhtmlarticle6464htmhttpwwwlootoucnhtmlarticle5741htm指股价由多头行情转为空头行情或由空头行情转为多头行情从大势来讲就是由牛市转变为熊市httpwwwlootoucnhtmlarticle5741htmhttpwwwlootoucnhtmlarticle6464htmhttpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnhtmlarticle16653htm或是由熊市转变为牛市从个股来讲从下跌趋势转向上升趋势投资者应积极参与股票的形态看好从httpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnhtmlarticle16653htm上升趋势转为下跌趋势投资者应尽快出局或远离该股票httpwwwlootoucnhtmlarticle16161htm反弹httpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16161htmhttpwwwlootoucnhtmlarticle16161htm指下跌趋势中股价因跌幅过猛而暂时的上涨调整现象股票的反弹幅度要比下跌幅度小通常是反弹到httpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnhtmlarticle16161htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle5956htmhttpwwwlootoucnhtmlarticle16148htm前一次下跌幅度的三分之一左右时又恢复原来的下跌趋势反弹并不会改变股票的下跌趋势手中持筹者应httpwwwlootoucnhtmlarticle16161htmhttpwwwlootoucnhtmlarticle16161htmhttpwwwlootoucnhtmlarticle16161htm趁反弹出局未持筹者宜观望不应介入激进型的投资者可在反弹前低吸反弹中高抛httpwwwlootoucnhtmlarticle16595htm法人结算httpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle6513htmhttpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle1138htm法人结算是指由证券经营机构以法人名义集中在证券登记结算机构开立资金清算交收账户其所属证券httpwwwlootoucnhtmlarticle1138htm营业部的证券交易的清算交收均通过此账户办理非系统性风险非系统性风险是指对某个行业或个别证券产生影响的风险它通常由某一特殊的因素引起与整个证券市场的价格不存在系统的全面联系而只对个别或少数证券的收益产生影响httpwwwlootoucnhtmlarticle18600htm分红派息httpwwwlootoucnhtmlarticle18600htmhttpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle21266htm分红派息是指上市公司向其股东派发红利和股息的过程式也是股东实现自己权益的过程风险风险在理论上是指人们因对未来行为的决策及客观条件的不确定性而可能引起的后果与预定目标发生多种偏离的综合这种偏离可以是正的也可能是负的但在实践中人们讲的风险往往强调的是负偏离指的是由于未来的不确定性而发生损失的可能性httpwwwlootoucnhtmlarticle1136htm非交易过户httpwwwlootoucnhtmlarticle1136htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle6299htm非交易过户是指符合法律规定和程序的因继承赠与财产分割或法院判决等原因而发生的股票基金httpwwwlootoucnhtmlarticle1712htmhttpwwwlootoucnhtmlarticle16595htm无纸化国债等记名证券的股权或债权变更受让人需凭法院公证处等机关出具的文书到登记结算机构httpwwwlootoucnhtmlarticle1136htmhttpwwwlootoucnhtmlarticle6290htmhttpwwwlootoucnhtmlarticle16840htm或其代理机构申办非交易过户并根据受让总数按当天收盘价收取规定标准的印花税发起设立发起设立是指由发起人认购股份公司应发行的全部股份而设立公司httpwwwlootoucnhtmlarticle491htm法人股httpwwwlootoucnhtmlarticle491htmhttpwwwlootoucnhtmlarticle1097htm法人股是指企业法人或具有法人资格的事业单位和社会团体以其依法可经营的资产向股份有限公司投资所形成的股份非上市证券非上市证券也称非挂牌证券场外证券是指未申请上市或不符合在证券交易所挂牌交易条件的证券httpwwwlootoucnhtmlarticle5785htm非上市证券不允许在证交所内交易但可以在场外交易市场交易投资风险httpwwwlootoucnhtmlarticle15623htm投资风险是指投资者预期收益的背离或者说是证券投资收益的不确定性httpwwwlootoucnhtmlarticle1420htm封闭式基金httpwwwlootoucnhtmlarticle1420htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle6299htm封闭式基金是指基金发行人在设立基金时限定了基金单位的发行总额筹足总额后基金即宣告成立httpwwwlootoucnhtmlarticle6299htm并进行封闭在一定时期内不再接受新的投资基金单位的流通采取在证交所上市的办法投资者日后买卖httpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle6197htm基金单位都须通过证券经纪商在二级市场上竞价交易httpwwwlootoucnhtmlarticle21423htmhttpwwwlootoucnhtmlarticle17265htm复利债券httpwwwlootoucnhtmlarticle21423htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm复利债券是指在计算利息时按一定期限将所生利息加入本金再计算利息逐期滚算的债券httpwwwlootoucnhtmlarticle1119htm恒生指数httpwwwlootoucnhtmlarticle1119htmhttpwwwlootoucnhtmlarticle20943htmhttpwwwlootoucnhtmlarticle21432htmhttpwwwlootoucnhtmlarticle27780htm香港恒生指数是香港股票市场上历史最悠久影响最大的股票价格指数由香港恒生银行于1969年11httpwwwlootoucnhtmlarticle21432htmhttpwwwlootoucnhtmlarticle27780htm月24日开始发布恒生股票价格指数以从香港联交所上市公司中挑选出来的33种有代表性且经济实力雄厚httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16653htm的大公司股票作为成份股分为四大类4种金融业股票6种公用事业股票9种房地产业股票和14种其他httpwwwlootoucnhtmlarticle16653htm工商业包括航空和酒店股票httpwwwlootoucnhtmlarticle5798htm换手率httpwwwlootoucnhtmlarticle5798htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16148htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle5798htm换手率是指在一定时间内市场中股票转手买卖的频率是反映股票流通性的指标之一计算公式为换手httpwwwloot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交易所决定暂停其股票上市交易1公司httpwwwlootoucnhtmlarticle8536htm股本总额股权分布等发生变化不再具备上市条件2公司不按照规定公开其财务状况或者对财务会计报告作虚假记载可能误导投资者3公司有重大违法行为4公司最近三年连续亏损5证券交易所上市规则规定的其他情形终止上市httpwwwlootoucnhtmlarticle16653htm我国证券法规定上市公司有下列情形之一的由证券交易所决定终止其股票上市交易1公司httpwwwlootoucnhtmlarticle8536htm股本总额股权分布等发生变化不再具备上市条件在证券交易所规定的期限内仍不能达到上市条件2公司不按照规定公开其财务状况或者对财务会计报告作虚假记载且拒绝纠正3公司最近三年连续亏损在其后一个年度内未能恢复盈利4公司解散或者被宣告破产5证券交易所上市规则规定的其他情形httpwwwlootoucnhtmlarticle16189htm阻力线httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle5698htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle21303htm股价在上升途中到达某一价位时由于此价位上方多为套牢盘当股价一到达该价位就不断有卖盘出httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle16189htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16189htmhttpwwwlootoucnhtmlarticle16189htmhttpwwwlootoucnhtmlarticle31799htm现致使股价无法上涨此价位线就叫阻力线如果股价一旦突破阻力线则该阻力线法反而会转变成为股httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle27287htm价的支撑线httpwwwlootoucnhtmlarticle27287htm支撑线httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle21286htmhttpwwwlootoucnhtmlarticle21304htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle5812htm股价一路走低到达某一价位时由于此时的价位被多方所接受买盘不断出现致使股价无法跌破这一httpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle5876htmhttpwwwlootoucnhtmlarticle27287htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle5812htmhttpwwwlootoucnhtmlarticle27287htmhttpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16189htm价位此价位线就叫支撑线但如果股价一旦跌破支撑线此线将转变为日后股价上升的阻力线httpwwwlootoucnhtmlarticle6478htm指定交易httpwwwlootoucnhtmlarticle6478htm所谓指定交易是指投资者与某一证券经营机构签订协议后指定该机构为自己买卖证券的唯一交易点httpwwwlootoucnhtmlarticle6478htmhttpwwwlootoucnhtmlarticle16653htm指定交易1有助于防止投资者股票被盗卖2自动领取红利由证券交易系统直接将现金红利资金记入投资者的账户内3可按月按季度收到证券经营机构提供的对帐服务做市商制度所谓的做市商制度就是依靠公开有序竞争性的报价驱动机制实行双向叫价它通过低买高抛的httpwwwlootoucnhtmlarticle21432htmhttpwwwlootoucnhtmlarticle21188htm形式来稳定股票价格从而保持股市的稳定有序不至于出现盲目的追涨杀跌同时做市商可以通过httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle5679htm在市场上人为地买进卖出股票活跃人气带动其他投资者实现价值发现更重要的是做市商还可以行使httpwwwlootoucnhtmlarticle6337htm权利获得交易对象的信息以监控市场的异动有的放矢通过高抛低吸的方法稳定股价避免出现个别httpwwwlootoucnhtmlarticle16653htm股票大起大落的现象httpwwwlootoucnhtmlarticle5988htm涨停板httpwwwlootoucnhtmlarticle6219htmhttpwwwlootoucnhtmlarticle5988htmhttpwwwlootoucnhtmlarticle5988htmhttpwwwlootoucnhtmlarticle5988htm证券市场中交易当天价格的最高限度称为涨停板涨停板时的价格叫涨停板价我国沪深证券交易所对httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle20993htmhttpwwwlootoucnhtmlarticle445htmhttpwwwlootoucnhtmlarticle21432htmhttpwwwlootoucnhtmlarticle16653htm股票基金交易实行价格涨幅限制涨幅比例为10其中ST股票和ST股票价格涨幅比例为5股票httpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle6290htm基金涨幅价格的计算公式为涨幅价格前收盘价1涨幅比例计算结果按照四舍五入原则取至价格最小变动单位属于下列情形之一的首个交易日无价格涨幅限制httpwwwlootoucnhtmlarticle27774htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle1420htm一首次公开发行上市的股票和封闭式基金httpwwwlootoucnhtmlarticle19504htmhttpwwwlootoucnhtmlarticle16653htm二增发上市的股票httpwwwlootoucnhtmlarticle16653htm三暂停上市后恢复上市的股票四交易所认定的其他情形httpwwwlootoucnhtmlarticle19492htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle5988htm一般说开市即封涨停的股票势头较猛只要当天涨停板不被打开第二日仍然有上冲动力证券证券从法律意义上是指各类记载并代表一定权利的法律凭证的统称用以证明持券人有权依其所持证券记载的内容而取得应有的权益证券从一般意义上是指用以证明或设定权利所做成的书面凭证它表明持有httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle985htm人或第三者有权取得该证券拥有的特定权益或证明其曾经发生过的行为证券主要有股票债券基金权httpwwwlootoucnhtmlarticle985htm证银行定期存单等证券的风险性证券的风险性是指证券持有者面临着预期投资收益不能实现甚至使本金也受到损失的可能这是由证券的期限性和未来经济状况的不确定性所致在现有的社会生产条件下投资者难以确定他所持有的证券将来能否取得收益和能获得多少收益从而就使持有证券具有风险证券的流动性证券的流动性又称变现性是指证券持有人可按自己的需要灵活地转让证券以换取现金流动性以变通的方式满足了投资者对资金的随机需求流动性与偿还期成反比与发行人的信用能力成正比证券的期限性httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm证券的期限性一般针对债券而言债券多有明确的还本付息期限有长有短以满足不同的筹资者和投httpwwwlootoucnhtmlarticle6141htmhttpwwwlootoucnhtmlarticle36026htm资者对融资期限以及与此相关的收益率高低的需求在到期前投资者不能向筹资者要求兑现但可以转让收回投资证券的收益性证券的收益性是指持有证券本身可以获得一定数额的收益这是投资者转让资金使用权的回报证券代表对一定数额的某种特定资产的所有权或债权而资产在社会经济运行中不断运动不断增值最终形成高于原始投入价值的价值投资者持有这种证券也就同时拥有取得这部分资产增值收益的权利因而证券本身具有收益性证券市场httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle6299htm证券市场是股票债券投资基金券等各种有价证券发行和买卖的场所证券市场通过证券信用的方式融通资金通过证券的买卖活动引导资金流动有效合理地配置社会资源支持和推动经济发展因而是资本市场的核心和基础是金融市场中重要的组成部分证券发行市场httpwwwlootoucnhtmlarticle6196htm证券发行市场是指发行人向投资者出售证券的市场又称一级市场初级市场证券发行市场通常无固定场所是一个无形的市场证券发行市场是发行人发行新证券吸收闲散资金的场所在发行过程中证券发行市场作为一个抽象的市场其买卖成交活动并不局限于一个固定的场所证券流通市场httpwwwlootoucnhtmlarticle6197htm证券流通市场又称二级市场或次级市场是已发行的证券通过买卖交易实现流通转让的场所证券流通市场一般由两个子市场构成一是证券交易所市场其交易有固定的场所和固定的交易时间是最重要的集httpwwwlootoucnhtmlarticle5785htm中的证券流通市场二是场外交易市场是证券经营机构开设的证券交易柜台不在证券交易所上市的证券可申请在场外进行交易证券经营机构证券经营机构又称证券商是由证券主管机关批准设立的在证券市场上经营证券业务的金融机构证券经营机构的具体业务有以下几个方面1代理证券发行2代理证券买卖3自营证券买卖4兼并与收购业httpwwwlootoucnhtmlarticle6299htm务5基金管理6研究及咨询服务7其他服务证券公司证券公司在我国是指依照公司法规定经国务院证券监督管理机构审查批准的从事证券经营业务的有限httpwwwlootoucnhtmlarticle1097htm责任公司或者股份有限公司中国证券业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le5612htmhttpwwwlootoucnhtmlarticle6299htm发行和交易的连续性也活跃了证券市场的交易机构投资者主要是证券公司共同基金等金融机构和企业事业单位社会团体等证券行业协会证券行业协会是证券业的自律性组织属社会法人团体其权力机构为全体会员组成的会员大会按照我国证券法规定证券公司应当加入证券业协会证券业协会的职责为协助证券监管机构组织会员执行有关法律维护会员的合法权益为会员提供信息服务制定规则组织培训和开展业务交流调解纠纷就证券业的发展开展研究监督检查会员行为以及证券监督管理机构赋予的其他职责中国证券监督管理委员会httpwwwlootoucnhtmlarticle16394htm中国证券监督管理委员会简称中国证监会是国务院直属机构是全国证券期货市场的主管部门按照httpwwwlootoucnhtmlarticle20998htm国务院授权履行行政管理职能依照法律法规对全国证券期货业进行集中统一监管维护证券市场秩序保障其合法运行中国证券业协会中国证券业协会是依法注册的具有独立法人地位的由经营证券业务的金融机构自愿组成的行业性自律组织中国证券业协会采取会员制的组织形式凡依法设立并经批准可以从事证券业务经营和中介服务的金融机构承认协会章程遵守协会的各项规则均可申请加入协会成为协会会员中央存管httpwwwlootoucnhtmlarticle16595htm中央存管是指中央登记结算机构以电子化账面系统管理所有进入该系统的证券包括统一管理投资者证httpwwwlootoucnhtmlarticle16595htm券账户实行证券托管制度及进行与投资者所存入证券相关的权益分派等等我国的中央中央登记结算机构httpwwwlootoucnhtmlarticle6513htmhttpwwwlootoucnhtmlarticle16595htm是中国证券登记结算公司其下属上海深圳两个分公司中央登记httpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle6513htm中央登记是指中央登记结算机构作为交易所及发行人认定的市场唯一的证券登记机构向发行人提供发httpwwwlootoucnhtmlarticle16595htm行登记服务为发行人提供有效的证券持有人名册中央登记结算机构有责任确保持有人名册的合法性真实性与完整性httpwwwlootoucnhtmlarticle16595htm中央结算httpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle1138htmhttpwwwlootoucnhtmlarticle16148htm中央结算是指中央登记结算机构在净额清算基础上作为成交交易的对手完成相关款项和证券的收付并保证会员层面交收完成httpwwwlootoucnhtmlarticle6478htm指定交易httpwwwlootoucnhtmlarticle6478htm指定交易是指投资者与某一证券经营机构签定协议后指定该机构为自己买卖证券的唯一交易点转托管转托管是指在托管券商制度下投资者也可将其托管股份从一个证券经营机构处转移到另一个证券经营机构处托管整数委托整数委托是指委托买卖证券的数量为一个交易单位或交易单位的整倍数账户挂失转户httpwwwlootoucnhtmlarticle16148htm账户挂失转户是指由于实行无纸化流通证券账户一旦遗失即可按规定办理挂失手续在约定的转户httpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle16148htmhttpwwwlootoucnhtmlarticle1136htm日登记结算机构主动办理转户手续账户挂失变更不涉及财产转移即可直接办理过户政策风险httpwwwlootoucnhtmlarticle16572htm政策风险是指政府有关证券市场的政策发生重大变化或是有重要的举措法规出台引起证券市场的波httpwwwlootoucnhtmlarticle16572htm动从而给投资者带来的风险政治风险政治风险指由于证券所属国家的政治事件如领导人的变动大政方针的转变法令规章的更改等给投资者带来的损失httpwwwlootoucnhtmlarticle17265htm债券httpwwwlootoucnhtmlarticle17265htm债券是发行人依照法定程序发行的约定在一定期限还本付息的有价证券它反映的是债权债务关系httpwwwlootoucnhtmlarticle17265htm持有者不能参与企业的经营管理但有权按约定的条件向债券发行人借款人取得利息和到期收回本金httpwwwlootoucnhtmlarticle17265htm债券收益性httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm债券收益性是指债券能为投资者带来一定的收入这种收入主要表现为利息即债权投资的报酬如果httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle16571htm债权人在债券期满之前将债券转让有可能获得债券的买卖价差httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle36026htm债券的收益率httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle36026htmhttpwwwlootoucnhtmlarticle21310htm债券的收益率是指投资者获得的收益占投资总额的比率其决定因素主要有利率期限和购买价格httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle5955htm债券持有期收益率httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle5955htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm债券持有期收益率是指买入债券后持有一段时间又在债券到期前将其出售而得到的收益包括持有债httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle16571htmhttpwwwlootoucnhtmlarticle5783htmhttpwwwlootoucnhtmlarticle17265htm券期间的利息收入和买卖价差资本损益与买入债券的实际价格之比率httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle36026htm债券到期收益率httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle36026htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle5783htmhttpwwwlootoucnhtmlarticle17265htm债券到期收益率是指买入债券后持有至期满得到的收益包括利息收入和资本损益与买入债券的实际价格之比率httpwwwlootoucnhtmlarticle17265htm债券偿还性httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm债券偿还性是指债券有规定的偿还期限债务人必须按期向债权人支付利息和偿还本金httpwwwlootoucnhtmlarticle458htm集合竞价httpwwwlootoucnhtmlarticle458htm所谓集合竞价是指在每个交易日上午925时交易所电脑主机对915时至925时之间所接受的全部httpwwwlootoucnhtmlarticle458htmhttpwwwlootoucnhtmlarticle5987htm有效委托进行一次集中撮合处理的过程集合竞价时成交价格的确定原则为httpwwwlootoucnHtmlArticle47一可实现最大成交量的价格二高于该价格的买入申报与低于该价格的卖出申报全部成交的价格三与该价格相同的买方或卖方至少有一方全部成交的价格httpwwwlootoucnHtmlArticle47httpwwwlootoucnhtmlarticle5987htmhttpwwwlootoucnHtmlArticle47两个以上申报价格符合上述条件的使未成交量最小的申报价格为成交价格仍有两个以上使未成交量httpwwwlootoucnhtmlarticle5987htmhttpwwwlootoucnhtmlarticle458htm最小的申报价格符合上述条件的其中间价为成交价格集合竞价的所有交易以同一价格成交httpwwwlootoucnhtmlarticle36026htm净资产收益率httpwwwlootoucnhtmlarticle36026htmhttpwwwlootoucnhtmlarticle497htmhttpwwwlootoucnhtmlarticle497htmhttpwwwlootoucnhtmlarticle36026htm计算公式为净资产收益率净利润平均股东权益是利润额与平均股东权益的比值净资产收益率是衡量上市公司盈利能力的重要指标该指标越高说明投资带来的收益越高httpwwwlootoucnhtmlarticle1712htm记账式国债httpwwwlootoucnhtmlarticle1712htm记账式国债以记账形式记录债权通过证券交易所的交易系统发行和交易可以记名挂失投资者进httpwwwlootoucnhtmlarticle1712htmhttpwwwlootoucnhtmlarticle6621htm行记账式国债买卖必须在证券交易所设立账户由于记账式国债的发行和交易均为无纸化所以效率高成本低交易安全httpwwwlootoucnhtmlarticle6204htm绩优股httpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle490htm指经营业绩好股东收益高技术实力强发展前景好投资价值大的股份公司所发行的普通股票一httpwwwlootoucnhtmlarticle6204htm般说绩优股可进行中长期投资集中交易市场集中交易市场是有组织的市场指在一定的场所一定的时间按一定的规则集中买卖一定种类已发行证券而形成的市场主要指证券交易所市场httpwwwlootoucnhtmlarticle1136htm交易过户httpwwwlootoucnhtmlarticle1136htm交易过户是指记名证券交易后股权从出让人账户转移到受让人账户从而完成股权登记变更的过程经纪服务经纪服务是指在证券交易所市场中投资者通过证券经纪商买卖证券证券经纪商为投资者提供的各种服务的统称httpwwwlootoucnhtmlarticle979htm交易席位httpwwwlootoucnhtmlarticle979htm交易席位是指证券经营机构在证券交易所进行交易的固定位置其实质还包含了一种交易资格的意义httpwwwlootoucnht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境外投资者募集并在我国境内上市的股份这类股票称为B股境外上市外资股httpwwwlootoucnhtmlarticle1097htm境外上市外资股是指股份有限公司向境外投资者募集并在境外上市的股份httpwwwlootoucnhtmlarticle5651htm零股交易httpwwwlootoucnhtmlarticle16554htmhttpwwwlootoucnhtmlarticle16148htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle19475htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle19475htm不到一个成交单位1手100股的股票如1股10股称为零股在卖出股票时可以用零股进行委httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle19475htmhttpwwwlootoucnhtmlarticle16148htm托但买进股票时不能以零股进行委托最小单位是手即股httpwwwlootoucnhtmlarticle5736htm利空httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle6636htm指能够促使股价下跌的信息如股票上市公司经营业绩恶化银根紧缩银行提高利率经济衰退通httpwwwlootoucnhtmlarticle6636htmhttpwwwlootoucnhtmlarticle31799htm货膨胀天灾人祸及其它政治经济财经军事外交等方面影响股价下跌的不利因素httpwwwlootoucnhtmlarticle5748htm利多httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16653htm也称利好指能刺激股价上涨的信息如股票上市公司业绩好转经济复苏生产订单增加银行降低httpwwwlootoucnhtmlarticle21310htm利率银根松动政治稳定市场繁荣以及其它政治经济军事外交等方面的有利消息httpwwwlootoucnhtmlarticle6482htm连续竞价httpwwwlootoucnhtmlarticle6482htmhttpwwwlootoucnhtmlarticle6482htmhttpwwwlootoucnhtmlarticle5987htm连续竞价是指对买卖申报逐笔连续撮合的竞价方式连续竞价时成交价格的确定原则为1最高买httpwwwlootoucnhtmlarticle5987htm入申报价格与最低卖出申报价格相同以该价格为成交价格2买入申报价格高于即时揭示的最低卖出申httpwwwlootoucnhtmlarticle5987htm报价格的以即时揭示的最低卖出申报价格为成交价格3卖出申报价格低于即时揭示的最高买入申报价httpwwwlootoucnhtmlarticle5987htm格的以即时揭示的最高买入申报价格为成交价格律师事务所律师事务所是律师开展业务的工作机构律师是指依照有关法规取得律师资格证书经司法行政机关批准获得律师职业证从事法律业务的执业人员httpwwwlootoucnhtmlarticle1069htm蓝筹股httpwwwlootoucnhtmlarticle494htm泛指资金雄厚技术力量强大经营管理有效盈余记录稳定能按期分配股利的公司所发行的被公httpwwwlootoucnhtmlarticle490htm认为具有很高投资价值的普通股票例行日交收例行日交收是指证券买卖双方在交易达成后按证券交易所的规定在成交日后的某个营业日进行交收httpwwwlootoucnhtmlarticle5602htmhttpwwwlootoucnhtmlarticle299htm这种交收的时间完全由相应交易所规定例如上海深圳证券交易所的A股例行日交收即为次日T1httpwwwlootoucnhtmlarticle5601htm交收B股例行日交收则为T3成交日后第三个营业日交收通常若无特别指明交易都为例行日交收httpwwwlootoucnhtmlarticle2189htm利率风险httpwwwlootoucnhtmlarticle2189htmhttpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle21310htm利率风险是指市场利率变动引起证券投资收益变动的可能性市场利率的变化会引起证券价格变动并httpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle17265htm进一步影响证券收益的确定性一般情况利率下跌股票债券价格将上涨httpwwwlootoucnhtmlarticle16537htm利率期货httpwwwlootoucnhtmlarticle16537htmhttpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle20998htm利率期货指以某种与利率相关的商品为标的物的金融期货httpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle6293htm利率期权httpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle6293htmhttpwwwlootoucnhtmlarticle6293htmhttpwwwlootoucnhtmlarticle21310htm利率期权是指买方在支付了期权费后即取得在合约有效期内或到期时以一定的利率价格买入或卖出httpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle6293htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm一定面额的利率工具的权利利率期权合约通常以政府短期中期长期债券欧洲美元债券大面额可转httpwwwlootoucnhtmlarticle21310htm让存单等利率工具为标的物httpwwwlootoucnhtmlarticle20888htm每股净资产httpwwwlootoucnhtmlarticle20888htmhttpwwwlootoucnhtmlarticle497htmhttpwwwlootoucnhtmlarticle8536htmhttpwwwlootoucnhtmlarticle20888htmhttpwwwlootoucnhtmlarticle497htmhttpwwwlootoucnhtmlarticle8536htm每股净资产是指股东权益与股本总额的比率其计算公式为每股净资产股东权益股本总额这一指httpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle20888htmhttpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle20888htmhttpwwwlootoucnhtmlarticle21266htm标反映每股股票所拥有的资产现值每股净资产越高股东拥有的资产现值越多每股净资产越少股东拥有httpwwwlootoucnhtmlarticle20888htm的资产现值越少通常每股净资产越高越好httpwwwlootoucnhtmlarticle501htm每股收益httpwwwlootoucnhtmlarticle501htmhttpwwwlootoucnhtmlarticle500htmhttpwwwlootoucnhtmlarticle8536htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle501htm每股收益是指税后利润与股本总数的比率它是测定股票投资价值的重要指标之一其计算公式为每股httpwwwlootoucnhtmlarticle501htmhttpwwwlootoucnhtmlarticle500htmhttpwwwlootoucnhtmlarticle8536htmhttpwwwlootoucnhtmlarticle500htm收益税后利润股本总数该比率反映了每股创造的税后利润比率越高表明所创造的利润越多httpwwwlootoucnhtmlarticle1997htm买壳上市httpwwwlootoucnhtmlarticle1997htmhttpwwwlootoucnhtmlarticle16653htmhttpwwwlootoucnhtmlarticle16148htm所谓买壳上市就是一家优势企业通过收购债权控股直接出资购买股票等收购手段以取得被收httpwwwlootoucnhtmlarticle6197htm购方上市公司的所有权经营权及上市地位目前在我国进行买壳借壳一般都通过二级市场购并或httpwwwlootoucnhtmlarticle19467htmhttpwwwlootoucnhtmlarticle491htm者通过国家股法人股的协议转让进行的买入注销httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle6197htmhttpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle17265htm买入注销是指债券发行人在债券未到期前按照市场价格从二级市场中购回自己发行的债券而注销债券美国存托凭证美国存托凭证是指主要面向美国投资者发行在美国证券市场交易的代表外国公司有价证券的可转让凭证httpwwwlootoucnhtmlarticle6293htm美式期权httpwwwlootoucnhtmlarticle6293htmhttpwwwlootoucnhtmlarticle6293htmhttpwwwlootoucnhtmlarticle6293htm美式期权是指可在期权到期日之前的任一个营业日执行的期权募集设立募集设立是指由发起人认购股份公司应发行股份的一部分其余部分向社会公开募集或者向特定对象募集而设立公司httpwwwlootoucnhtmlarticle5713htm盘整httpwwwlootoucnhtmlarticle31799htmhttpwwwlootoucnhtmlarticle16572htmhttpwwwlootoucnhtmlarticle5722htmhttpwwwlootoucnhtmlarticle5722htm是指股价经过一段急剧上涨或下跌后开始小幅度波动进入稳定变动阶段这种现象称为整理整理httpwwwlootoucnhtmlarticle5722htm是下一次大变动的准备阶段对于整理形态投资者通常应保持冷静不可盲目运作应分清走势httpwwwlootoucnhtmlarticle490htm普通股httpwwwlootoucnhtmlarticle490htm普通股是指在公司的经营管理和赢利及财产的分配上享有普通权利的股份代表满足所有债权偿付要求httpwwwlootoucnhtmlarticle478htm及优先股东的收益权与求偿权要求后对企业赢利和剩余财产的索取权httpwwwlootoucnhtmlarticle1796htm凭证式国债httpwwwlootoucnhtmlarticle1796htm是一种国家储蓄债可记名挂失以凭证式国债收款凭证记录债权不能上市流通从购买之日起计息在持有期内持券人如遇特殊情况需要提取现金可以到购买网点提前兑取提前兑取时除偿还httpwwwlootoucnhtmlarticle21310htmhttpwwwlootoucnhtmlarticle16148htm本金外利息按实际持有天数及相应的利率档次计算经办机构按兑付本金的2收取手续费httpwwwlootoucnhtmlarticle494htm配股httpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle16653htm股份公司为了吸收资金向老股东有偿按持股比例配给一定数量的股票httpwwwlootoucnhtmlarticle1406htm平衡型基金httpwwwlootoucnhtmlarticle1406htmhttpwwwlootoucnhtmlarticle6299htmhttpwwwlootoucnhtmlarticle16653htm平衡型基金是指以既要获得当期收入又追求基金资产长期增值为投资目标把资金分散投资于股票和httpwwwlootoucnhtmlarticle17265htmhttpwwwlootoucnhtmlarticle6299htm债券以保证资金的安全性和盈利性的基金NASDAQhttpwwwlootoucnhtmlarticle22237htm音译名纳斯达克全称是美国全国证券交易商协会自动报价系统它建于1971年是世界上第一httpwwwlootoucnhtmlarticle22237htm个电子化证券市场纳斯达克的发展与美国高技术产业的成长是相辅相成的被奉为美国新经济的摇篮内幕信息内幕信息指有关发行人证券经营机构有收购意图的法人证券监督管理机构证券业自律性管理组织以及与其有密切联系的人员所知悉的尚未公开的和可能影响证券市场价格的重大信息内幕人员内幕人员是指由于持有发行人的证券或者在发行人或者与发行人有密切联系的公司中担任董事监事高级管理人员或者由于其会员地位管理地位监督地位和职业地位或者作为雇员专业顾问履行职务能够接触或者获得内幕信息的人员内幕交易内幕交易就是利用内幕信息先一步对市场作出反应而形成的不公平交易内幕交易又称内情者交易指httpwwwlootoucnhtmlarticle21266htm公司董事监事经理职员主要股东证券市场内部人员或市场管理人员以获取利益或减少经济损失为目的利用其地位职务等便利获取发行人未公开的可以影响证券价格的重要信息进行有价证券交易或泄露该信息的行为年度报告httpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle8504htm股份公司一年一度向全体股东公布的正式财务报告它表明公司在营业年度内的资产负债和收益状况httpwwwlootoucnhtmlarticle21266htmhttpwwwlootoucnhtmlarticle21266htm本年度的利润分派以及对股东们的其它利益情况公司须向全体股东包括末出席年会者提供一份年度报告副本httpwwwlootoucnhtmlarticle6221htm认股权证httpwwwlootoucnhtmlarticle6221htmhttpwwwlootoucnhtmlarticle1097htmhttpwwwlootoucnhtmlarticle490htm认股权证是指由股份有限公司发行的能够按照特定的价格在特定的时间内购买一定数量该公司普通股httpwwwlootoucnhtmlarticle490htmhttpwwwlootoucnhtmlarticle6293htm票的选择权凭证其实质是一种普通股票的看涨期权认股期限httpwwwlootoucnhtmlarticle6221htmhttpwwwlootoucnhtmlarticle6221htm认股期限是指认股权证的有效期在有效期内认股权证的持有人可以随时认购股份超过有效期认httpwwwlootoucnhtmlarticle16653htm股权自动失效认股期限的长短因不同国家不同地区以及不同市场而差异很大主要根据投资者和股票发行公司的要求而定httpwwwlootoucnhtmlarticle6221htmhttpwwwlootoucnhtmlarticle5679htm认股权证的行使价httpwwwlootoucnhtmlarticle6221htmhttpwwwlootoucnhtmlarticle5679htmhttpwwwlootoucnhtmlarticle6221htmhttpwwwlootoucnhtmlarticle490htm认股权证的行使价是指以认股权证换取普通股的成本价httpwwwlootoucnhtmlarticle985htm权证httpwwwlootoucnhtmlarticle985htm权证是指标的证券发行人或其以外的第三人发行的约定持有人在规定期间内或特定到期日有权按httpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle16595htmhttpwwwlootoucnhtmlarticle985htm约定价格向发行人购买或出售标的证券或以现金结算方式收取结算差价的有价证券权证分两种一种是httpwwwlootoucnhtmlarticle985htm认购权证指持有人有权利在某段期间内以预先约定的价格向发行人购买特定数量的标的证券其实质是一httpwwwlootoucnhtmlarticle6293htmhttpwwwlootoucnhtmlarticle21978htmhttpwwwlootoucnhtmlarticle985ht